9
August 2023
Notes
and Comments on Phaedo – 23
This
post is a continuation of my series on Phaedo. I am using the Harold North Fowler
translation from the Loeb Classical Library.
“’Well
then,’ said Socrates, ‘must we not ask ourselves some such question as
this? What kind of thing naturally
suffers dispersion, and for what kind of thing might we naturally fear it, and
again what kind of thing is not liable to it?
And after this must we not inquire to which class the soul belongs and
lose our hopes or fears for our souls upon the answers to these questions?’
“’You
are quite right,’ he replied.
“’Now
is not that which is compounded and composite naturally liable to be
decomposed, in the same way in which it was compounded? And if anything is uncompounded is not that,
if anything, naturally unlikely to be decomposed?’
“’I
think,’ said Cebes, ‘that is true.’
“’Then
it is most probable that things which are always the same and unchanging are
the uncompounded things and the things that are changing and never the same are
the composite things?’
“’Yes,
I think so.’
“’Let
us then, ‘ said he, ‘turn to what we were discussing before. Is the absolute essence, which we in our
dialectic process of question and answer call true being, always the same or is
it liable to change? Absolute equality,
absolute beauty, any absolute existence, true being – do they ever admit of any
change whatsoever? Or does each absolute
essence, since it is uniform and exists by itself, remain the same and never in
any way admit of any change?’
“’It
must,’ said Cebes, ‘necessarily remain the same, Socrates.’
“’But
how about the many things, for example, men, or horses, or cloaks, or any other
such things, which bear the same names as the absolute essences and are called
beautiful or equal or the like? Are they
always the same? Or are they, in direct
opposition to the essences, constantly changing in themselves, unlike each
other, and, so to speak, never the same?’
“’The
latter,’ said Cebes; ‘they are never the same.’
“’And
you can see these and touch them and perceive them by the other senses, whereas
the things which are always the same can be grasped only by the reason, and are
invisible and not to be seen?’
“’Certainly,’
said he, ‘that is true.’
“’Now,’
said he, ‘shall we assume two kinds of existences, one visible, the other
invisible?’
“’Let
us assume them,’ said Cebes.
“’And
that the invisible is always the same and the visible constantly changing?’
“’Let
us assume that also,’ said he.
“’Well
then,’ said Socrates, ‘are we not made up of two parts, body and soul?’
“’Yes,’
he replied.
“”Now
to which class should we say the body is more similar and more closely akin?’
“’To
the visible,’ said he; ‘that is clear to everyone.’
“’And
the soul? Is it visible or invisible?’
“’Invisible,
to man, at least, Socrates.’
“’But
we call things visible and invisible with reference to human vision, do we
not?’
“’Yes,
we do.’
“’Then
what do we say about the soul? Can it be
seen or not?’
“’It
cannot be seen.’
“’Then
it is invisible?’
“’Yes.’
“’Then
the soul is more like the invisible than the body is, and the body more like
the visible.’
“’Necessarily,
Socrates.’
“’Now
we have also been saying for a long time, have we not, that, when the soul
makes use of the body for any inquiry, either through seeing or hearing or any
of the other senses – for inquiry through the body means inquiry through the
senses – then it is dragged by the body to things which never remain the same,
and it wanders about and is confused and dizzy like a drunken man because it
lays hold upon such things?’
“’Certainly.’
“’But
when the soul inquires alone by itself, it departs into the realm of the pure,
the everlasting, the immortal and the changeless, and being akin to these it
dwells always with them whenever it is by itself and is not hindered, and it
has rest from its wanderings and remains always the same and unchanging with
the changeless, since it is in communion therewith. And this state of the soul is called
wisdom. Is it not so?’
“’Socrates,' said he, ‘what you say is perfectly right and true.’
“’And
now again, in view of what we said before and of what has just been said, to
which class do you think the soul has greater likeness and kinship?’
“’I
think, Socrates,’ said he, ‘that anyone, even the dullest, would agree, after
this argument that the soul is infinitely more like that which is always the
same than that which is not.’
“’And
the body?’
“’Is
more like the other.’
(Ibid,
Fowler, pages 273 – 279, 78B – 79E)
1. The dialogue continues after the brief, and
somewhat humorous, bridge. This section
contains a lot of deep philosophy and could be used for contemplating
metaphysical issues. A lot is brought up
at this point in the dialogue.
2. I feel that behind this discussion we can
find the presence of the Greek philosopher, Heraclitus. Heraclitus lived in the Greek city-state of
Ephesus, now in Turkey, in the 6th century B.C. He was at least a century before Plato. The connection to Heraclitus is through the
philosopher Cratylus who identified as a Heraclitean and with whom Plato
studied briefly. Plato would write a
dialogue, called Cratylus.
In
Diogenes Laertius’s Lives of the Philosophers the author writes:
“Plato
studied philosophy at first in the Academy, (Footnote: The name can refer to
the grove sacred to the hero Academus, as it does here, or to the school Plato
later founded there.) then in the garden at Colonus . . . , where he read the
works of Heraclitus. Later, when he was
about to compete for a prize in tragedy, he listened to Socrates in front of
the theater of Dionysus, after which he burned his poems, saying, ‘Come hither,
Hephaestus: Plato needs you now.’
“From
then on, they say, having reached the age of twenty, he became a disciple of
Socrates.”
(Diogenes
Laertius, Lives of the Eminent Philosophers, translated by Pamela
Mensch, Oxford University Press, New York, 2018, page 136, ISBN: 9780190862176)
2. I see Heraclitus in the background of this
conversation because Heraclitus is the philosopher who depicted the world as in
constant flux (‘flux’ being a superlative way of saying ‘change’). The discussion taking place at this point in
the dialogue is about dispersion, about what kinds of things are subject to
dispersion, or flux, and what kinds of things, if any, are not subject to
dispersion/change/flux. This was the
focus of the inquiries of Heraclitus.
3. I also see the presence of Heraclitus in the previous
discussions about opposites and how opposites interact with each other. This is another focus of the writings of
Heraclitus. And finally, in some of the
fragments that remain of his work, Heraclitus depicts a cyclic cosmos where
elementals transform into each other in endless cycles of becoming and
begoning. All of these themes are dealt
with in Phaedo.
4. We have only fragments of the book Heraclitus
wrote (it seems that he wrote only one book called ‘On Nature’). Presumably Plato would have had access to the
whole book. (Scholars disagree as to how
much of the book we have in the surviving fragments.)
Even at
the time of Plato the teachings of Heraclitus were thought of as ‘obscure’ and ‘dark.’ But they are also the kind of sayings that draw
one’s attention and some of them have become very widespread. For example, one of his simplest sayings is ‘panta
rhei’; everything flows. Another states
that ‘you cannot step twice into the same river for other waters are
moving on.’ There are many attractive
aphorisms like this.
Heraclitus’s
teaching of the fluid nature of the world seems to undermine any basis for
truth or enduring realities. This was both
disturbing and a stimulus to deeper thought about the nature of the cosmos in
which we dwell.
5. A personal aside: as a young man, when I
first went to college, I picked up the translation of the fragments of
Heraclitus by Philip Wheelwright, which was new at that time. I was fascinated. I carried around the small paperback with me
for years, diving into it and grappling with its teachings (I no longer have
the copy). This was my introduction to
Western philosophy.
6. The influence of Heraclitus continues to have
a significant impact. In the 20th
century his teachings influenced such philosophers as Bergson and
Whitehead. Though Heraclitus never
became dominant in Western culture in the way that Plato or Aristotle did,
nevertheless his aphoristic insights remain a creative force in Western philosophy
and thought.
My own
understanding of Heraclitus at this time is that Heraclitus offers us
fundamental insights as to the nature of the third hypostasis; the realm of
soul. But he does not seem to have
entered into the higher hypostases such as the noetic and the One. His insights remain valuable in the sense
that they depict aspects of the third hypostasis accurately, such as that it is
a realm of constant flux. This is
valuable information because people are often misguided as to the nature of the
material realm. But we must look
elsewhere for understanding higher hypostatic realities.
7. Socrates points out that it is compounded
things that are subject to dispersion, while uncompounded things are not
subject to dispersion. Compounded things
are ‘never the same’ (like the river of Heraclitus), while uncompounded things
remain the same; they are unchanging.
Compounded
things are like the body. Uncompounded
things are like the soul, or the soul is an uncompounded ‘thing.’ Therefore the soul is not subject to change –
that is, ultimately, the answer to the question that Cebes raises about the
soul’s possible dispersion at death. As
I understand it, Socrates is saying that the soul cannot suffer dispersion
because it is uncompounded.
8. Socrates also reflects on the situation the
soul finds itself in by the soul’s association with the body. Socrates states that when the soul makes an inquiry that is guided by, or stimulated by, the senses then it is ‘dragged’
into the realm where nothing ever remains the same; that is to say, into the
material realm.
On the
other hand, when the soul remains ‘alone’ with itself (which I take to refer to
a turning within during contemplation), “it departs into the realm of the pure,
the everlasting, the immortal, and the changeless, and being akin to these it
dwells always with them whenever it is by itself and is not hindered, and it has rest from its wanderings and remains
always the same and unchanging with the changeless, since it is in communion
therewith. And this state of the soul is
called "wisdom.”
I find
this passage one of the most beautiful in the dialogue, and possibly in the
whole Platonic corpus. I say this
because it unpacks the meaning of wisdom, as in ‘love of wisdom,’ with elegance
and precision. Wisdom means communion with
the immortal and the changeless.
Communion means having experiential knowledge of the subject; in other
words, experiential knowledge of the transcendental.
9. Notice how Socrates points out that in this state
the soul ‘rests from its wanderings’. I
think this points to the transcendence of rebirth, that Socrates is referring
here to union with the Good and the One that is beyond becoming and begoning, beyond samsara, beyond genesis.
10. Although this was not an issue at the time
Plato was writing, later Platonists split over the issue of whether the soul
remained ‘in communion’ with higher hypostases; some, like Plotinus and Porphyry,
argued that the soul did remain in communion, or at least in contact, with the
noetic and the One. Others, such as Iamblichus
and Proclus argued that the soul was what they referred to as ‘fully descended’
into the material realm and was disconnected from higher hypostases. This passage from Phaedo seems to me
to strongly support the view of Platonists like Plotinus; that the soul always
remains in communion with higher hypostases.
11. I want to point out that the way in which
Socrates proceeds with his argument in this passage is through what Plotinus
refers to as ‘comparisons’. Socrates is
not using syllogistic, or at least not primarily using syllogistic. Notice how Socrates asks “. . . to which class
do you think the soul has greater likeness and kinship.” This is an argument from simile, a type of
comparison.
Those
who are raised in contemporary types of analytic philosophy will not grant an
argument from simile much power, or consider it to be ‘valid’ in a deductive
sense. But the Platonic tradition uses
arguments by comparisons (which I call ‘metaphorical inference’) in a way that
suggests that classical Platonists considered these arguments to be
efficacious.
I think
that this is derived from their understanding of the relationship between forms
and material things. Material things are
related to forms by ‘likeness’; that is how the process of emanation and of instantiation
proceeds. So when Socrates suggests that
Cebes consider a likeness he is pointing to the great unfolding of the One by
differentiation into the material realm and that material things retain contact
with their forms through likeness. From
this perspective, arguments based on simile, metaphor, and allegory not only
make sense, but they are also a necessary tool for comprehending the
metaphysical source of the ever changing, always in flux, material things.
12. Again, this is a sublime passage. A passage like this is worth reading and
rereading, a guide to the immortal, to the Good and the One.